For us, Compliance is more than a tick-box exercise

It is one of our core values!

Our Approach to Compliance

At Lebon Consulting, we are committed to upholding the highest standards of regulatory compliance for the protection of our license to trade. As an Authorized Financial Services Provider, we ensure that our operations adhere strictly to the laws and guidelines set forth by the regulatory bodies governing our industry. Our dedication to compliance reflects our unwavering commitment to transparency, accountability, and ethical business practices.

For your convenience and transparency, we have made key documents available below, including our FSP Certificate, Disclosures, Privacy Policy, and Complaints Handling Policy. These documents outline our approach to safeguarding your interests and ensuring full compliance with legal and regulatory requirements. Our quest to achieve a compliance rating higher than 85.

Compliance overview

Compliance refers to the adherence to laws, regulations, guidelines, and specifications relevant to an organization’s business processes. It ensures that companies operate within legal frameworks and maintain ethical standards. At Lebon Consulting, we believe that ensuring adherance to regulatory requirements in foundational to our very existing. Non-compliance poses a significant risk to our License to trade.

Regulator universe

As an authorised Financial Services provider, our work if underpinned by the following regulatory prescipts:

1. The Financial Advisory and Intermediary Services Act

2. The Long and Short Term Insurance Acts

3. The Insurance Act

4. The Financial Sector Regulation Act

List Title

In our ongoing commitment to transparency and regulatory compliance, Lebon Consulting provides public access to essential documents that govern our business practices. These documents ensure that our clients and stakeholders are fully informed about our obligations and responsibilities as a regulated Financial Services Provider. The following key documents are available for review and inspection: